Free Guides for Deep Tech Founders
I get many emails that asking for advice on a wide range of topics – here are some guides that cover what I’ve learned over time.
“Regulation D” (or Reg D) is a United States Federal program created under the Securities Act of 1933, indoctrinated in 1982, that allows companies the ability to raise capital through the sale of...
Section 230.502 – General conditions to be met. The following conditions shall be applicable to offers and sales made under Regulation D (§230.500 et seq. of this chapter):...
Section 230.501 – Definitions and terms used in Regulation D. As used in Regulation D (§230.500 et seq. of this chapter), the following terms shall have the meaning indicated:...
The two general types of Regulation D capital raises: (1) Equity, and (2) Debt. These can also be combined into a Convertible hybrid of the two (see #3 below). 1. An ‘equity’ offering is where the...
Section 230.500 – Use of Regulation D. Users of Regulation D (§§230.500 et seq.) should note the following:...
To start a Reg D Private Stock Sale (or a Note Offering) one needs to map-out a ‘Return On Investment’ scenario (“ROI”) for potential investors, i.e., what they’re going to get in return for...