Free Guides for Deep Tech Founders
I get many emails that asking for advice on a wide range of topics – here are some guides that cover what I’ve learned over time.
Facebook’s use of Regulation D was vital to their success. If you’re like us you’re probably wondering how Facebook got started. Well, according to the SEC’s archives, they had very humble beginnings...
Division of Economic and Risk Analysis (DERA) U.S. Securities and Exchange Commission...
Along with specific risk factors, disclosing ‘dilution’ is one of the most important sections of a PPM (what’s a PPM?). It’s one of the first sections investors review when reviewing a potential...
The two general types of Reg D securities sales are: (1) Equity, and (2) Debt. These can also be combined into a Convertible hybrid of the two (see #3 below). An ‘equity‘ offering is where the...
According to Reg D rules, Issuers (companies raising capital) are responsible for verifying investor suitability. This process establishes whether they’re a qualified investor as an accredited...
Following up with private investors (new shareholders, or members) is key to continued success. It’s also a great way to keep them from calling once a week to check on company progress...